IBM Releases Watson-Powered Regtech Software
IBM has launched a suite of regtech products powered by Watson, IBM’s artificial intelligence platform, to help financial services firms manage their growing compliance responsibilities.
FINRA Launches Innovation Outreach Initiative
FINRA has established an Innovation Outreach Initiative in an effort to better understand how advances in financial technology affect the industry.
Redtail Ditches 'One-Star' App for New Mobile Experience
For many years, Redtail Technology focused on having a responsive website rather than focusing on its mobile app, and as a result the app suffered.
How Much Traction Do Robo Hybrids Have With Investors?
Hybrid advice offerings can help firms add younger clients and serve older clients’ more complex needs.
New SS&C Tool Addresses SEC Modernization Rules
SS&C Technologies announced a new tool on Tuesday designed to help investment companies comply with the Securities and Exchange Commission’s modernization rules.
OCC Issues Fintech FAQ
OCC issued FAQ guidance on third-party risk management, with some implications for fintech firms that provide services for banks.
New Cetera Tool Will Use Facial Recognition to Measure Client Emotions
Cetera announced Wednesday that it is launching facial recognition software as part of its client discovery process.
The Future of Digital Financial Advice: Who Will Succeed?
Two industry meetings in New York this week focused on the growth and evolution of robo-advisors.
Symbiont to Launch Alternative Market for Closed-End Funds: Tech Roundup
Symbiont announced it has partnered with a Hong Kong-based online marketplace to launch an alternative market for closed-end funds.
How Automated Omni-Channel Marketing Is Reshaping Client Experience
Most advisors are too busy to give their marketing the time and attention it requires.